A practical guide to physical-office and regulatory-substance requirements for forex brokers, covering premises, resident staff, systems, outsourcing, budgets and inspection evidence.
Month: September 2026
What Should a Forex Broker AML/KYC Policy Include?
A practical framework for a forex broker AML/KYC policy covering risk assessment, CDD and EDD, UBOs, PEPs, sanctions, monitoring, reporting, governance, outsourcing and testing.
Source of Funds Evidence for Forex Licence Applications
A practical framework for tracing shareholder and UBO funds into a forex licence applicant while separating source of wealth, regulatory capital, operating cash and client money.