A practical regulatory reporting calendar for forex brokers, covering periodic returns, event notifications, internal deadlines, data ownership, review and corrections.
Month: September 2026
Forex Licences Explained: Jurisdictions, Requirements and Costs
Understand forex licensing: compare regulatory frameworks, map permissions, prepare capital and documents, and plan application costs, timelines and compliance.
Changing Shareholders or Directors of a Forex Broker
A practical guide to shareholder, controller and director changes at a licensed forex broker, covering prior approval, evidence, closing and counterparty updates.
How to Renew a Forex Licence: Process and Checklist
A practical forex licence renewal guide covering fixed-term and continuing authorisation, timelines, documents, internal checks, fees and late-filing risks.
What Does It Cost to Maintain a Forex Licence Each Year?
A practical annual compliance-cost guide for forex brokers, covering regulatory fees, audit, staffing, substance, AML, systems, insurance and contingency planning.
How to Write a Forex Licence Business Plan
Prepare a forex licence business plan covering activities, customers, money flows, staffing, financial projections, downside scenarios and application evidence.
Does a Forex Broker Need a Physical Office?
A practical guide to physical-office and regulatory-substance requirements for forex brokers, covering premises, resident staff, systems, outsourcing, budgets and inspection evidence.
What Should a Forex Broker AML/KYC Policy Include?
A practical framework for a forex broker AML/KYC policy covering risk assessment, CDD and EDD, UBOs, PEPs, sanctions, monitoring, reporting, governance, outsourcing and testing.