Author: ForexLicence Automation

Compare buying a licensed forex broker with a new licence application: approvals, legacy risks, due diligence, total costs and completion conditions.

Compare A-Book, B-Book and hybrid forex models: permissions, capital, client money, conflicts, application documents and practical pre-launch tests.

A practical guide to forex broker outsourcing risk covering criticality, vendor due diligence, contracts, monitoring, concentration, notifications and exit plans.

A practical forex broker complaints-handling guide covering identification, evidence, investigation, response deadlines, redress, root-cause analysis and reporting.

A practical forex broker wind-down plan covering triggers, client money, open positions, suppliers, exit cash flow, communications and permission cancellation.

A practical guide to forex broker regulatory capital monitoring, covering eligible own funds, buffers, early-warning triggers, stress testing and remediation.

A practical regulatory reporting calendar for forex brokers, covering periodic returns, event notifications, internal deadlines, data ownership, review and corrections.

A practical guide to shareholder, controller and director changes at a licensed forex broker, covering prior approval, evidence, closing and counterparty updates.

A practical forex licence renewal guide covering fixed-term and continuing authorisation, timelines, documents, internal checks, fees and late-filing risks.

A practical annual compliance-cost guide for forex brokers, covering regulatory fees, audit, staffing, substance, AML, systems, insurance and contingency planning.